III. >> M
ethodological Approaches to Human Rights Indicators
>> Ethical, statistical and human rights considerations in indicator selection
The principle of self-identification requires that
people should have the option of self-identifying
when confronted with a question seeking sensitive personal information related to them. General
recommendation No. 8 (1990) on identification
with a particular racial or ethnic group of the Committee on the Elimination of Racial Discrimination
clearly states that, if no justification appears to the
contrary, such identification shall be based upon
self-identification of the individual concerned. Thus,
if the practice of a public agency were to indicate
the ethnic background of children in their birth certificates, basing this on the earlier ethnic classification
of one or both of the parents, it would not respect
the principle of self-identification. Also, owing to the
sensitive nature of census or survey questions on
population characteristics, such as ethnicity, special
care is required by enumerators to demonstrate to
respondents that appropriate data protection and
disclosure control measures are in place (box 9).2
Furthermore, given the subjective nature of the term,
information on ethnicity should be acquired through
self-declaration of the respondent, who should also
have the option of indicating multiple or no ethnic
affiliations.3
Involving the surveyed population groups (e.g.,
Afro-descendants and indigenous peoples) in the
data definition and data-collection processes can
help ensure the relevance and accuracy of the data
collected.4 This relates to the human rights principle
of participation, which encourages all sections of the
population, including vulnerable and marginalized
groups, as well as human rights and other relevant
institutions, to actively join in decision-making.
In other words, the nature of the data to be collected
should be based on public participation and understanding of the implications of how such data could
potentially be used.
In accordance with the right to privacy set out in
the International Covenant on Civil and Political
Rights (art. 17), the principle of data protection
requires that all data-collection activities must
respect robust guarantees to prevent abuse of
sensitive data. The Human Rights Committee’s
general comment No. 16 (1988) on the right to
respect of privacy, family, home and correspondence, and protection of honour and reputation stipulates inter alia that “the gathering and holding of
personal information on computers, data banks
and other devices, whether by public authorities or
private individuals or bodies, must be regulated by
law. Effective measures have to be taken by States
to ensure that information concerning a person’s
private life does not reach the hands of persons
who are not authorized by law to receive, process
and use it, and is never used for purposes
incompatible with the Covenant. In order to have
the most effective protection of his private life, every
individual should have the right to ascertain in an
intelligible form, whether, and if so, what personal
data [are] stored in automatic data files, and for
what purposes. Every individual should also be
able to ascertain which public authorities or private
individuals or bodies control or may control their
files. If such files contain incorrect personal data or
have been collected or processed contrary to the
provisions of the law, every individual should have
the right to request rectification or elimination.”
2. See also Patrick Simon, “‘Ethnic’ statistics and data protection in the Council of Europe countries”, Study Report, European
Commission against Racism and Intolerance, Council of Europe, 2007.
3. General comment No. 23 (1994) on the rights of minorities of the Human Rights Committee suggests that article 27 of the
International Covenant on Civil and Political Rights imposes related obligations on State parties towards ensuring the survival and
continued development of the cultural, religious and social identity of the minorities concerned, thus enriching the fabric of society
as a whole.
4. For instance, using local indigenous languages, employing local people (as interpreters) and training and building the capacity of
local indigenous peoples in data-collection processes can also facilitate the collection and dissemination of this information.
Non-indigenous professionals and technicians should also be informed of the culture and practices of indigenous peoples. For
further details, see Principles and Recommendations for Population and Housing Censuses, Revision 2 (United Nations publication,
Sales No. E.07.XVII.8).
48 Human Rights Indicators
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