I. >> H
uman Rights and Indicators: Rationale and Some Concerns
>> Human rights indicators - notion and rationale
norms. Their coverage of the human rights standards
as laid out in various instruments remains limited and
often only incidental.20 Therefore, the use of performance indicators, as articulated in the literature and
applied in current practice, does not in itself provide an adequate way forward for developing and
encouraging the use of indicators in the implementation of human rights.
Unlike performance indicators, compliance indicators in the human rights context are explicitly
anchored in human rights standards. Such indicators
are meant to capture the extent to which the obligations flowing from those standards are being met
and are yielding outcomes that can be associated
with improved enjoyment of human rights. The work
undertaken in this Guide relates to the identification
of indicators that can be used to promote and monitor the compliance of duty bearers with their human
rights obligations (see chap. II for more details).
However, in specific contexts, where programmes
have been tailored to furthering the realization of
human rights, or are contributing to the implementation of specific human rights obligations such as
extending free primary education, programmespecific performance indicators will also help in
assessing the programme’s compliance with human
rights standards.
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Indicators and benchmarks
Benchmarks are predetermined values for indicators
that can be based on normative or empirical considerations. For instance, an indicator for measuring
nutrition adequacy can be normatively based on
sociocultural factors like tastes and religious restrictions, or empirically estimated taking into account
people’s work profile, and the energy and nutrient
requirements of the body. Often, normative considerations are based on international or national
standards (e.g., treatment of prisoners of war) or on
people’s political and social aspirations. The empirical considerations are primarily related to issues of
feasibility and resources. Consider, for example, the
indicator “proportion of one-year-olds immunized
against vaccine-preventable diseases”. Using a
benchmark may require setting a specific value for
the indicator, say, raising it to 90 per cent, or improving the existing coverage by 10 percentage points,
so that the efforts of the implementing agency can
be focused on attaining that value in the reference
period. In the first case, a 90 per cent benchmark
for measles inoculation could be based on a normative consideration or on an empirical observation
that, at a 90 per cent vaccination rate, the probability of an epidemic drops significantly. Similarly,
a 10 percentage point increase in coverage could
be based on considerations of resource availability
and local capacity.
In the context of assessing the compliance of State
parties, the use of a benchmark for an indicator
strengthens their accountability by making them
commit to a certain performance standard on the
issue under assessment. The Committee on Economic, Social and Cultural Rights, in particular, has
called for the setting of benchmarks to accelerate
human rights implementation.21 However, the first
step in arriving at a meaningful benchmark is to
have a general consensus on the choice of an indicator to be used for human rights assessment. Only
then can the task of setting performance benchmarks for the selected indicators be fruitful (see also
chap. V, sect. A).
20. Part of the reason for this lies in the unequal time horizons: a few years in respect of development programmes and much longer for
promoting and protecting human rights. Moreover, programmes by definition have to be sharply focused on one or a few
objectives at a time and are unlikely to address the various facets, complexities and the large expanse of human rights standards.
21. In its general comment No. 1 (1989) on reporting by States parties, the Committee called for the setting of benchmarks with
respect to quantitative indicators, such as the extent of vaccination of children and the intake of calories per person. See also its
general comment No. 14 (2000) on the right to the highest attainable standard of health, paras. 57–58.
20 Human Rights Indicators